News, Comment & Analysis results for FCA
Many Firms Still Aren't Ready For UK's Fraud Prevention Regime – Dentons
The new law, introduced under 2023 legislation, is extra-territorial in its scope – so businesses...
KYC Screening With Open-Source Intelligence: Balancing Risk Detection, Client Privacy
This article addresses a paradox for banks and other wealth management players undertaking KYC...
Northern Trust Asset Management Names New Investment Strategy Chiefs
One of the largest asset managers in the world has elevated two of its most senior figures in this...
Indian, Middle East Wealth Managers More Active M&A Players This Year
M&A in banking and wealth will take a different turn this year when it comes to the players on the...
From The Editor's Chair: 2024 In Review And Themes To Watch
The editor takes stock of what sort of themes have worked out during 2024 and what sort of issues...
Compliance Corner: FCA Fines Barclays £40 Million Over 2008 Qatari Capital
Barclays said that it wanted to "draw a line" under the issues and did not want to contest the...
OPINION OF THE WEEK: Thoughts On International Women's Day And The Wealth Sector
On this day of the year the editor takes a look at how women's position as wealth management...
Compliance Corner: Monetary Authority Of Singapore, Hong Kong SFC
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
OPINION OF THE WEEK: WhatsApp, Private Channels And Double-Standards
A year ago, an official organization said that UK government ministers and civil servants should...
New Bond Builds Funding For UK-Linked Emerging Market Countries
Investment links between the UK and India are important. They are likely to gain traction for...