News results for Compliance, Legal and Regulation

Compliance
1 December 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or...

Compliance
1 December 2022

UK Fines Julius Baer £18 Million

The watchdog also banned three former senior figures who had handled clients from Russia and...

Legal
30 November 2022

Invisible Contracts When Moving In With A Partner

Couples choosing to cohabit should consider documenting their intentions in relation to their...

Compliance
29 November 2022

Moody's Slams European Court's Beneficial Ownership Move

Giving the general public access to data on who are beneficial owners of companies and other...

Compliance
29 November 2022

Bahamas Government Defends Actions Amid FTX Drama

The jurisdiction's Attorney General has spoken in a national address about its conduct before and...

Compliance
29 November 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or...

Compliance
29 November 2022

Digital Asset Market Becomes Fraudsters' Playground

The author of this article says that a lack of effective regulation, combined with an audience...

Compliance
28 November 2022

Bahamas Government Defends Actions Amid FTX Drama

The Caribbean jurisdiction's Attorney General has spoken in a national address about its conduct...

Compliance
23 November 2022

Exchange Urges Singapore Regulatory Changes As FTX Collapse Sends Shockwaves

The collapse of FTX and the ripple effects of this saga have prompted a number of reactions in the...

Compliance
21 November 2022

Compliance Corner: Financial Conduct Authority, Sonali Bank (UK)

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
1 December 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or...

Compliance
1 December 2022

UK Fines Julius Baer £18 Million

The watchdog also banned three former senior figures who had handled clients from Russia and...

Legal
30 November 2022

Invisible Contracts When Moving In With A Partner

Couples choosing to cohabit should consider documenting their intentions in relation to their...

Compliance
29 November 2022

Moody's Slams European Court's Beneficial Ownership Move

Giving the general public access to data on who are beneficial owners of companies and other...

Compliance
29 November 2022

Bahamas Government Defends Actions Amid FTX Drama

The jurisdiction's Attorney General has spoken in a national address about its conduct before and...

Compliance
29 November 2022

The FTX Collapse: The Lessons

The author of this article argues that the failures with FTX are little to do with regulation or...

Compliance
29 November 2022

Digital Asset Market Becomes Fraudsters' Playground

The author of this article says that a lack of effective regulation, combined with an audience...

Compliance
28 November 2022

Bahamas Government Defends Actions Amid FTX Drama

The Caribbean jurisdiction's Attorney General has spoken in a national address about its conduct...

Compliance
23 November 2022

Exchange Urges Singapore Regulatory Changes As FTX Collapse Sends Shockwaves

The collapse of FTX and the ripple effects of this saga have prompted a number of reactions in the...

Compliance
21 November 2022

Compliance Corner: Financial Conduct Authority, Sonali Bank (UK)

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...