News, Comment & Analysis results for Financial Conduct Authority
Financial Regulators Turn Up Heat On Miscreants
The reports looked at a range of different types of financial misconduct, failure and outright...
Compliance Corner: FCA Fines Barclays £40 Million Over 2008 Qatari Capital
Barclays said that it wanted to "draw a line" under the issues and did not want to contest the...
OPINION OF THE WEEK: Fixing London's Sluggish Stock Market
Whether it is enabling entrepreneurs to efficiently exit a business (creating new HNW individuals)...
Navigating Bewildering Funds Landscape – How Tech "Democratises" The Journey
The business processes outlined in this article are essential to advisors, private bankers and...
US Investment House To Take Over Somerset Capital Funds
After it was announced that Somerset Capital Management, an investment firm that focuses on global...
Somerset Capital To Close
Somerset Capital Management, an investment firm that focuses on global emerging markets, and...
Giant Japanese Asset Manager Forms UK Pact
The Asia-headquartered business has agreed a strategic pact with a UK investment firm that...
Compliance Corner: Monetary Authority Of Singapore, Hong Kong SFC
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
How "Evergreen" Approach Wins Friends For Private Markets
There appears to be something of a trend towards "perpetual" or "evergreen" fund structures that...
Crypto Firms Look Elsewhere Amid US SEC Woes
After the jarring experiences of crypto firms in 2022, regulators are tightening controls –...
Comment & Analysis results for Financial Conduct Authority
EUROPE’S AIFMD: THE LATEST IMPLICATIONS FOR UK FUND MANAGEMENT FIRMS
The UK’s Financial Conduct Authority has published a ‘consultation document’ to resolve many...
More money-laundering fines on the way in the UK?
The UK's Financial Conduct Authority has published a 'thematic review' of the efficacy of financial...
Catalyst Censure Creates slight Confusion
Although the Financial Conduct Authority's recent censure of Catalyst Investment Group Limited...
THE UK'S BRIBERY ACT: WHAT IT MEANS FOR WEALTH MANAGERS
With the Financial Conduct Authority reportedly reviewing at least 22 asset management firms for...
Award Winners
WealthTalk - Awards Videos
Wize By Teamwork's Central Application Supports Growth
Duration: 0.00m
WealthTalk - From The Editor’s Desk Videos
WEALTH TALK: UK Millionaires And Non-Doms Depart – The Impact
Duration: 0.00m
WealthTalk - Expert View Videos
WealthTalk – "Autocracy Risk" And What It Means For Investors
Duration: 0.00m