News, Comment & Analysis results for China Securities Regulatory Commission

People Moves
14 November 2024

Hong Kong Investment Funds Association Adds "Honorary Advisor"

The appointment comes as Hong Kong continues to work on developing closer capital and investment...

Compliance
7 November 2024

Compliance Corner: Wealth Management Connect – New Licensed Corporations

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

M and A
10 April 2024

UBS In Talks For Full China Platform Ownership – Report

The report said the Swiss bank is acting in the aftermath of its acquisition of Credit Suisse,...

Compliance
5 September 2023

HSBC Wins Chinese Regulatory Go-Ahead Over Brokerage Arm

There may have been unflattering economic and financial stories about China recently, but the...

Compliance
30 June 2023

Compliance Corner: Tiger Brokers, New Zealand

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

New Products
24 May 2023

Tiger Brokers Rides AI Wave; China Regulator Tightens Rules

The Chinese and Singaporean online brokerage has been promoting its AI chat functions and building...

Strategy
27 April 2023

JP Morgan's Chinese Fund Business Gets Brand Change

The US bank's asset management arm took full ownership of the China funds business in January this...

M and A
6 February 2023

Morgan Stanley Wins Full Control Of China JV

A number of foreign firms have established JVs to tap into the world’s second-largest economy. It...

Asset Management
13 December 2022

China Gives Fidelity International Regulatory Green Light

China has granted the firm's entity a permit to conduct securities and futures business in the...

M and A
22 November 2022

Manulife IM Wins Green Light To Buy Entire China Fund Business

The business said that once the transaction is wrapped up, it will be the first wealth and asset...

Comment & Analysis results for China Securities Regulatory Commission