News, Comment & Analysis results for China Securities Regulatory Commission
Hong Kong Investment Funds Association Adds "Honorary Advisor"
The appointment comes as Hong Kong continues to work on developing closer capital and investment...
Compliance Corner: Wealth Management Connect – New Licensed Corporations
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
UBS In Talks For Full China Platform Ownership – Report
The report said the Swiss bank is acting in the aftermath of its acquisition of Credit Suisse,...
HSBC Wins Chinese Regulatory Go-Ahead Over Brokerage Arm
There may have been unflattering economic and financial stories about China recently, but the...
Compliance Corner: Tiger Brokers, New Zealand
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Tiger Brokers Rides AI Wave; China Regulator Tightens Rules
The Chinese and Singaporean online brokerage has been promoting its AI chat functions and building...
JP Morgan's Chinese Fund Business Gets Brand Change
The US bank's asset management arm took full ownership of the China funds business in January this...
Morgan Stanley Wins Full Control Of China JV
A number of foreign firms have established JVs to tap into the world’s second-largest economy. It...
China Gives Fidelity International Regulatory Green Light
China has granted the firm's entity a permit to conduct securities and futures business in the...
Manulife IM Wins Green Light To Buy Entire China Fund Business
The business said that once the transaction is wrapped up, it will be the first wealth and asset...