News, Comment & Analysis results for Financial Conduct Authority
Adjusted Pre-Tax Profit Slips At St James's Place In H1 2026
The group has reportedly refunded some clients who have been charged twice. This week, the UK...
Managing Family Offices' AI Risk – White Paper
This paper from a law firm points out that family offices operate in a highly sensitive...
ANALYSIS: Women's Progress, Challenges In Wealth Management Parity
We take a look at different ways that women intersect with wealth and finance, what progress there...
Can AI Turbocharge Behavioural Finance?
The field known as behavioural finance is not new – insights have been discussed for years. The...
ANALYSIS: “Ground-breaking” Swiss-UK Financial Pact – How Will It Boost Business?
In this feature, we talk to a variety of firms and organisations about the Berne Financial Services...
More Financial Institutions Suffer Onboarding Abandonment
The number of financial firms saying that onboarding clients suffered abandonment has risen,...
Wealth Boutique Appoints Ex-UBS Figure
The former UBS figure is joining Klay – a firm which provides wealth management, multi-family...
Many Firms Still Aren't Ready For UK's Fraud Prevention Regime – Dentons
The new law, introduced under 2023 legislation, is extra-territorial in its scope – so businesses...
KYC Screening With Open-Source Intelligence: Balancing Risk Detection, Client Privacy
This article addresses a paradox for banks and other wealth management players undertaking KYC...
Financial Regulators Turn Up Heat On Miscreants
The reports looked at a range of different types of financial misconduct, failure and outright...