News, Comment & Analysis results for European Securities and Markets Authority
The ESG Phenomenon: Standard Chartered, China, Kroll Survey, European Regulator
The latest developments in the ESG space. ...
Editorial Comment: Regulators, Fund Raters Go After Greenwashing
The phenomenon of "sustainable" and "green" investing is now well established, and regulators are...
The Arrival Of KYI: "Know Your Investment"
This article examines how the due diligence checks wealth managers are used to performing on their...
Compliance Corner: MAS, European Union
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
ESG, Where Are We Now?
A look at how ESG is taking hold in different markets, where regulation is coming down on fund...
The Refinitiv Deal: What It Means For Wealth Management
This article examines the London Stock Exchange Group's purchase agreement for Refinitiv, what it...
The Risks, Challenges For London As Derivatives, Forex Centre After Brexit - Aite Group
Aite Group examines what might be in store for London as a forex and derivatives trading hub...
European Investors Losing Exposure To Top Talent Because Of AIFMD Regime - Cerulli
EU rules are discouraging non-European managers of hedge funds and other alternative assets from...
European Regulator Backs Guernsey, Jersey And Switzerland For AIFMD Passport Status; Hong Kong, Singapore And US To Wait
A number of offshore jurisdictions that are home to alternative investment funds were told they are...
GUEST COMMENT: Agency-Based Brokerage Leads Way In Avoiding Conflicts Of Interest
This item examines an issue that wealth managers at the sharp end of managing clients’ money must...
Comment & Analysis results for European Securities and Markets Authority
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