News, Comment & Analysis results for Compliance, Legal and Regulation
The UK’s Property (Digital Assets Etc) Bill: A Necessary Evolution
This article examines UK moves to draft new legislation for digital assets, building also on a...
A Proposed Customer Identification Program And Privacy Concerns
A difficult balance must be struck between complying with laws aimed at foiling money launderers...
Compliance Corner: SteelEye Launches New Surveillance Tool
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Key Considerations For Dividing Intellectual Property And Royalties In Divorce
A clear understanding of how to approach intellectual property is vital when IP comes up in the...
Switzerland Punishes Mirabaud For "Serious" Compliance Violations
The regulator said it is not disclosing further details about proceedings or the identities of the...
The UK-Swiss Financial Services Agreement – The Implications
A mutual recognition treaty for financial services between Switzerland and the UK should...
Switzerland Punishes Mirabaud For "Serious" Compliance Violations, Confiscates SFr12.7 Million
The regulator said it is not disclosing further details about proceedings or the identities of the...
A Bombshell For Beneficiaries
At a time when emotions are on edge after a bereavement, there is the added unpleasantness from the...
Navigating Pensions In Divorce: The Role Of CETVs, Expert Guidance In Financial Settlements
A report in 2019 transformed the way in which pensions are treated in financial settlements. This...
Compliance Corner: PGIM Secures Abu Dhabi Regulatory Permission
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Comment & Analysis results for Compliance, Legal and Regulation
The UK’s Property (Digital Assets Etc) Bill: A Necessary Evolution
This article examines UK moves to draft new legislation for digital assets, building also on a...
A Proposed Customer Identification Program And Privacy Concerns
A difficult balance must be struck between complying with laws aimed at foiling money launderers...
Compliance Corner: SteelEye Launches New Surveillance Tool
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Key Considerations For Dividing Intellectual Property And Royalties In Divorce
A clear understanding of how to approach intellectual property is vital when IP comes up in the...
Switzerland Punishes Mirabaud For "Serious" Compliance Violations
The regulator said it is not disclosing further details about proceedings or the identities of the...
The UK-Swiss Financial Services Agreement – The Implications
A mutual recognition treaty for financial services between Switzerland and the UK should...
Switzerland Punishes Mirabaud For "Serious" Compliance Violations, Confiscates SFr12.7 Million
The regulator said it is not disclosing further details about proceedings or the identities of the...
A Bombshell For Beneficiaries
At a time when emotions are on edge after a bereavement, there is the added unpleasantness from the...
Navigating Pensions In Divorce: The Role Of CETVs, Expert Guidance In Financial Settlements
A report in 2019 transformed the way in which pensions are treated in financial settlements. This...
Compliance Corner: PGIM Secures Abu Dhabi Regulatory Permission
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
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