News, Comment & Analysis results for Compliance, Legal and Regulation

Legal
2 October 2024

The UK’s Property (Digital Assets Etc) Bill: A Necessary Evolution

This article examines UK moves to draft new legislation for digital assets, building also on a...

Compliance
25 September 2024

A Proposed Customer Identification Program And Privacy Concerns

A difficult balance must be struck between complying with laws aimed at foiling money launderers...

Compliance
25 September 2024

Compliance Corner: SteelEye Launches New Surveillance Tool

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
20 September 2024

Key Considerations For Dividing Intellectual Property And Royalties In Divorce

A clear understanding of how to approach intellectual property is vital when IP comes up in the...

Compliance
19 September 2024

Switzerland Punishes Mirabaud For "Serious" Compliance Violations

The regulator said it is not disclosing further details about proceedings or the identities of the...

Compliance
19 September 2024

The UK-Swiss Financial Services Agreement – The Implications

A mutual recognition treaty for financial services between Switzerland and the UK should...

Compliance
18 September 2024

Switzerland Punishes Mirabaud For "Serious" Compliance Violations, Confiscates SFr12.7 Million

The regulator said it is not disclosing further details about proceedings or the identities of the...

Legal
16 September 2024

A Bombshell For Beneficiaries

At a time when emotions are on edge after a bereavement, there is the added unpleasantness from the...

Legal
16 September 2024

Navigating Pensions In Divorce: The Role Of CETVs, Expert Guidance In Financial Settlements

A report in 2019 transformed the way in which pensions are treated in financial settlements. This...

Compliance
16 September 2024

Compliance Corner: PGIM Secures Abu Dhabi Regulatory Permission

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...

Comment & Analysis results for Compliance, Legal and Regulation

Legal
2 October 2024

The UK’s Property (Digital Assets Etc) Bill: A Necessary Evolution

This article examines UK moves to draft new legislation for digital assets, building also on a...

Compliance
25 September 2024

A Proposed Customer Identification Program And Privacy Concerns

A difficult balance must be struck between complying with laws aimed at foiling money launderers...

Compliance
25 September 2024

Compliance Corner: SteelEye Launches New Surveillance Tool

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
20 September 2024

Key Considerations For Dividing Intellectual Property And Royalties In Divorce

A clear understanding of how to approach intellectual property is vital when IP comes up in the...

Compliance
19 September 2024

Switzerland Punishes Mirabaud For "Serious" Compliance Violations

The regulator said it is not disclosing further details about proceedings or the identities of the...

Compliance
19 September 2024

The UK-Swiss Financial Services Agreement – The Implications

A mutual recognition treaty for financial services between Switzerland and the UK should...

Compliance
18 September 2024

Switzerland Punishes Mirabaud For "Serious" Compliance Violations, Confiscates SFr12.7 Million

The regulator said it is not disclosing further details about proceedings or the identities of the...

Legal
16 September 2024

A Bombshell For Beneficiaries

At a time when emotions are on edge after a bereavement, there is the added unpleasantness from the...

Legal
16 September 2024

Navigating Pensions In Divorce: The Role Of CETVs, Expert Guidance In Financial Settlements

A report in 2019 transformed the way in which pensions are treated in financial settlements. This...

Compliance
16 September 2024

Compliance Corner: PGIM Secures Abu Dhabi Regulatory Permission

The latest compliance news: regulatory developments, punishments, guidance, permissions, new...